HBL

Brokers Services

Comprehensive ERISA compliance and employee benefits support for brokers across the U.S. Navigate 2026 regulatory changes with HBL’s experienced attorneys serving clients in 40+ states.

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Brokers Services

Brokers Services at Hall Benefits Law

Brokers Services

Navigating complex ERISA and employee benefits challenges for brokers across the U.S. requires specialized guidance amid 2025 regulatory shifts, such as SECURE 2.0 expansions and DOL enforcement priorities. At Hall Benefits Law (HBL), our attorneys partner with brokers to deliver proactive, risk-mitigating strategies that align benefits programs with client advisory objectives. With clients in 40+ states and offices in California, New York, Pennsylvania, and our headquarters in Georgia, we've helped brokers manage health plan compliance and PBM risks, reducing client exposure to penalties by up to 30% through targeted reviews and training. Whether addressing common queries like "how brokers ensure HIPAA compliance for health plans" or adapting to potential ACA changes under the Trump administration, our team offers practical insights with national coverage.

 

Our approach combines deep ERISA knowledge with brokers-focused collaboration, ensuring compliance while supporting advisory services and client retention. For instance, recent DOL opinions on deferred compensation exemptions underscore the need for precise advice tailored to brokers needs. Contact our experienced brokers counsel today to discuss how we can support your practice. Explore related services on our [Health & Welfare Plans] page.

Our Approach to Supporting Brokers

As trusted advisors for brokers, Hall Benefits Law provides results-driven support drawing from extensive ERISA and benefits experience, including handling health plan designs, PBM negotiations, and regulatory adaptations. In 2026, with rising litigation (e.g., 136 ERISA class actions filed last year), our team helps brokers mitigate risks through collaborative strategies that integrate legal, insurance, and financial perspectives. Serving clients in 40+ states with offices in California, New York, Pennsylvania, and our headquarters in Georgia, we’ve assisted brokers in cybersecurity guidance and cost-reduction strategies, enhancing client plan efficiency.

Health Plan Compliance

Assisting brokers with HIPAA, COBRA, and ACA mandates, including training and audits to prevent violations.

PBM Contract Reviews

Negotiating and reviewing agreements to address hidden fees and fiduciary risks, tailored for brokers to optimize client costs.

Regulatory Updates

Helping brokers adapt to 2025 changes like MHPAEA parity rules, transparency requirements, and potential ACA shifts.

Fiduciary Support

Providing guidance on ERISA duties and governance for brokers advising on investment and fee oversight.

M&A and Transactional Advice

Reviewing benefits in deals, ensuring brokers can advise on integrations and liabilities.

As Jean Yu notes, “For brokers, robust protocols in health plans are crucial to protect clients and avoid breaches—our partnerships have streamlined advisory services nationwide.” We serve brokers across small, mid-sized, and large practices, with national coverage including clients in 40+ states.

Common Challenges and Solutions

Challenge:

Ensuring client HIPAA and COBRA compliance amid data breaches and notification complexities.

Solution:

We conduct training and audits, leveraging our Health & Welfare Plans experience to implement secure protocols and prevent fines.

Challenge:

Managing PBM contract risks and rising drug costs for clients.

Solution:

Negotiate transparent terms and fiduciary reviews, reducing expenses through alignment with FTC reforms.

Challenge:

Adapting to 2025 regulatory changes like mental health parity and transparency rules.

Solution:

Provide updates and comparative analyses, helping brokers maintain client compliance without disruptions.

Challenge:

Supporting clients with ERISA fiduciary duties and cybersecurity in benefits plans.

Solution:

Offer governance training and monitoring, utilizing DOL guidance to mitigate risks.

FAQs for Brokers

HBL provides tailored guidance on fiduciary duties, reporting, and plan management, helping brokers avoid penalties through proactive measures. With offices in California, New York, Pennsylvania, and headquarters in Georgia, we serve clients in 40+ states.

By implementing privacy training and audits—our counsel assist with secure data handling to meet federal requirements.

Missing deadlines or improper processes; we guide on disclosures to avoid fines exceeding $110 per day.

They apply to all plans, emphasizing protections; we integrate safeguards against threats.

Fiduciary oversight and reviews; we negotiate for transparency and cost control.

Potential mandate adjustments; we provide forward-looking advice on shifts.

Use IRS/DOL programs; our Audits & Corrections team minimizes costs and restores integrity.

Awards & Recognition

Hall Benefits Law’s ERISA & Compliance team has earned notable recognition in employee benefits law. The firm is a 2026 Best Law Firms® recipient. Managing Partner Anne Tyler Hall is recognized for Employee Benefits (ERISA) Law in The Best Lawyers in America® 2026 edition. Anne Tyler Hall is a past Super Lawyers Rising Star recipient, and the firm is an Inc. 5000 business, recognized as the fastest-growing firm of its kind in the U.S. for nearly a decade.

Stay Informed

Insights and Resources

Stay ahead with our latest thought leadership on topics pertinent to brokers, such as ERISA updates and compliance strategies

Stay informed with our latest webinars, white papers, and regulatory updates. For more, visit our [Insights] section.

Meet the Team

Our Professional Team

Our professionals bring extensive experience supporting brokers. Contact:

Anne Tyler Hall

Managing Partner

Contact: (470) 344-6773
Specializing in ERISA compliance and employee benefits law, with recognition in Best Lawyers 2026.

Tim Kennedy

Partner

Contact: (470) 344-8272
Specializes in fiduciary responsibilities and audits.

Jean Yu

Partner

Contact: 470-571-1006
Specializes in regulatory compliance and plan design.

Samuel Krause

Partner

Contact: (678) 439-6236
Specializes in ERISA disputes and governance.

Susan G. Curtis

Partner

Specializes in compliance corrections and updates.

Ready to optimize your benefits compliance?

Reach out to Hall Benefits Law's team for personalized guidance.